Investment Adviser Act Related Service Providers

ACA Compliance Group

Damon Zappacosta, Director of Client Development

Also: Jeffrey C. Morton, Partner

2180 Headquarters Plaza, East Tower, Suite 205

Morristown, NJ 07960

Phone: (973) 631-1085

Email: dzappacosta@acacompliancegroup.com

www.acacompliancegroup.com

Alaric Compliance Services, LLC

Guy F. Talarico, CEO & Founder

Phone: (212) 243-5241

Email: gtalarico@alariccompliance.com

Compliance Science, Inc. (compliance software provider; particularly to track personal trading)

Mitch Kraskin, Chief Executive Officer & Founder

419 Lafayette Street

3rd Floor

New York, NY  10003

Phone: (212) 327-1533

www.complysci.com

Deloitte & Touche LLP

Michael M. Murphy, Partner

50 Fremont Street

Suite 3100

San Francisco, CA 94105

Phone: (415) 783-4521

Email: mimurphy@deloitte.com

www.deloitte.com

HedgeOp Compliance, LLC

Patrick Shea, Managing Director & Partner

184 High Street, 6th Floor

Boston, MA 02110

Phone: (617) 348-9801

Email: pshea@hedgeop.com

www.hedgeop.com

Kinetic Partners US LLP

Chris Lombardy, Member

675 Third Avenue, 10th Floor

New York, NY 10017

Phone: (646) 867-7824

Email: Chris.Lombardy@Kinetic-Partners.com

www.kinetic-partners.com

National Regulatory Services

Marcy Kalat, National Account Manager

323A Main Street, P.O. Box 71

Lakeville, CT 06039

Phone: (415) 454-4425

Email: mkalat@nrs-inc.com

www.nrs-inc.com

Patomak Partners LLC

Ralph Mittl, Managing Director

1025 Thomas Jefferson St., NW

Suite 110G

Washington, DC 20007

Phone: (202) 295-2330

Mobile: (301) 466-1533

Email: rmittl@patomak.com

www.patomak.com

PricewaterhouseCoopers LLP

Scott Pomfret

Advisory Services, Financial Services Regulatory

125 High Street

Boston, MA 02110

Phone: (617) 530-7392

Email: scott.pomfret@us.pwc.com

www.pwc.com